Stephen A. Cervieri
Professional summary
Stephen Andrew Cervieri, who also goes by Stephen A Cervieri, is a registered financial professional currently at WAVECREST SECURITIES LLC located in Brentwood, Tennessee.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1997. Stephen has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Andrew Cervieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2017 - Present
WAVECREST SECURITIES LLC
Office #1: 205 Powell Place, Brentwood, TN 37027September 25, 2015 - December 28, 2015
COLORADO FINANCIAL SERVICE CORPORATION
December 20, 2012 - August 31, 2015
COVINGTON ASSOCIATES, LLC
March 17, 2011 - December 3, 2012
THIRD500, LLC
October 1, 1997 - October 25, 1999
BANC OF AMERICA SECURITIES LLC
January 16, 1997 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2018)
(9/19/2023)
Exams
FINRA
Current Firm
WAVECREST SECURITIES LLC
CRD#: 160135 / SEC#: , 8-69029
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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