Shawn M. Williamson
ALLEGIANCE FINANCIAL GROUP
Vienna, VA 22180
Some features on this profile are disabled
CRD#: 2829022
Professional summary
Shawn Michael Williamson, CFP®, who also goes by Shawn Williamson, is a registered financial advisor currently at ALLEGIANCE FINANCIAL GROUP located in Vienna, Virginia and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Vienna, Virginia.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Shawn has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Shawn Williamson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered Representative of The Strategic Financial Alliance, Inc. Name: Allegiance Financial Group Advisory Services LLC Position: Partner Nature: Registered Investment Adviser Investment Related: Yes Hours: 100 Securities Trading Hours: 100 Start Date: 09/01/2021 Address: 374 Maple Ave E #204, Vienna VA 22180 Description: offering advisory services for clients Name: Allegiance Financial Group Position: Partner Nature: DBA for financial services Investment Related: Yes Hours: 100 Securities Trading Hours: 100 Start Date: 10/01/2001 Address: 374 Maple Ave E, 204, Vienna VA 22180 Description: Financial Services Name: Fixed Insurance Position: Agent Nature: Fixed insurance sales Investment Related: Yes Hours: 4 Securities Trading Hours: 4 Start Date: 01/2017 Address: 374 Maple Ave E, 204, Vienna VA 22180 Description: Insurance Agent
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Michael Williamson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
September 3, 2021 - Present
ALLEGIANCE FINANCIAL GROUP
Office #1: 374 Maple Avenue East Suite 204, Vienna, VA 22180RIA
CRD#: 313110
Vienna, VA
Current
August 16, 2013 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 374 Maple Avenue E Suite 204, Vienna, VA 22180RIA
BD
CRD#: 126514
Vienna, VA
Past
August 16, 2013 - October 7, 2021
ACORN FINANCIAL ADVISORY SERVICES, INC.
RIA
CRD#: 116763
VIENNA, VA
Past
December 6, 2001 - August 16, 2013
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
VIENNA, VA
Past
October 18, 2001 - August 16, 2013
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
VIENNA, VA
Past
February 3, 1997 - October 24, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLEGIANCE FINANCIAL GROUP
ALLEGIANCE FINANCIAL GROUP | COOKE CAPITAL | ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC
CRD#: 313110 / SEC#: 801-122267
RIA
Registered Investment Advisory firm - (9/3/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/4/2023)
RR
Arizona(8/16/2013)
RR
California(8/16/2013)
RR
Colorado(8/16/2013)
RR
Delaware(8/16/2013)
RR
District of Columbia(8/16/2013)
RR
Florida(8/16/2013)
RR
Georgia(8/16/2013)
RR
Illinois(8/16/2013)
RR
Kansas(4/7/2015)
RR
Kentucky(10/23/2018)
RR
Maryland(8/16/2013)
RR
Massachusetts(8/16/2013)
RR
Minnesota(6/6/2024)
RR
New Hampshire(7/15/2016)
RR
New Jersey(12/17/2013)
RR
New York(10/9/2014)
RR
North Carolina(8/20/2013)
RR
Ohio(4/8/2020)
RR
Oklahoma(8/16/2013)
RR
Rhode Island(8/16/2013)
RR
South Carolina(8/16/2013)
RR
Tennessee(4/19/2018)
RR
Texas(8/16/2013)
IAR
Texas(1/10/2022)
RR
Virginia(8/16/2013)
IAR
Virginia(9/3/2021)
RR
Washington(8/16/2013)
RR
West Virginia(8/16/2013)
RR
Wisconsin(8/16/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLEGIANCE FINANCIAL GROUP
ALLEGIANCE FINANCIAL GROUP | COOKE CAPITAL | ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC
CRD#: 313110 / SEC#: 801-122267
RIA
Registered Investment Advisory firm - (9/3/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
374 Maple Avenue East Suite 204, Vienna, VA 22180
Mailing Address
Phone number
(703) 242-7900
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,410 |
| AUM (Assets Under Management) | $ 505,014,157 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
