Adnan Q. Aldayel

WEALTH PLUS OF THE DAKOTAS

New Rockford, ND

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CRD#: 2828838

Professional summary

Adnan Qasim Aldayel is a registered financial advisor currently at WEALTH PLUS OF THE DAKOTAS, INC. located in New Rockford, North Dakota.

Adnan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Adnan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Dakota Halal, Inc. Position: Owner Nature: Specialty meat processing and marketing. Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 06/21/2000 Address: 426 7th Ave South, New Rockford ND 58356 2) UC Thermal Imaging Testing, LLC Position: Owner Nature: Thermal Imaging testing of heat/ cold transfer and conductivity. Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 02/21/2017 Address: 426 7th Ave South, New Rockford ND 58356 3) Aldayel Financial Services Position: Owner Nature: Forensic Audit Investment Related: No Hours: 10 Securities Trading Hours: 5 Start Date: 11/08/2012 Address: 426 7th Ave South, New Rockford ND 58356 4) Aldayel Financial Services Position: Owner Nature: Business Consultant Investment Related: No Hours: 10 Securities Trading Hours: 5 Start Date: 11/08/2012 Address: 426 7th Ave South, New Rockford ND 58356 5) Aldayel Financial Services Position: Owner Nature: Tax Preparation Investment Related: No Hours: 3 Securities Trading Hours: 0 Start Date: 11/08/2012 Address: 426 7th Ave South, New Rockford ND 58356 6) Aldayel Financial Services (DBA) Position: Owner Nature: Insurance Investment Related: Yes Hours: 3 Securities Trading Hours: 3 Start Date: 11/08/2012 Address: 426 7th Ave South, New Rockford ND 58356

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adnan Qasim Aldayel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2020 - Present

WEALTH PLUS OF THE DAKOTAS, INC.

RIA

CRD#: 287536

New Rockford, ND

Past

April 9, 2019 - March 10, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

NEW ROCKFORD, ND

Past

October 14, 2002 - April 9, 2019

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

New Rockford, ND

Past

May 15, 2002 - October 22, 2002

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

May 17, 1997 - May 15, 2002

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

OKLAHOMA CITY, OK

Past

January 16, 1997 - May 17, 1997

VARIABLE ASSET STRATEGIES, INC.

CRD#: 37027

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Dakota
(5/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/2005

General Securities Principal Examination

Current Firm

WEALTH PLUS OF THE DAKOTAS, INC.

CRD#: 287536 / SEC#:

North Dakota

Registered Investment Advisory firm - (5/28/2019 Approved)

South Dakota

Registered Investment Advisory firm - (4/26/2019 Approved)

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Contact information

Main Address

405 8th Ave. Nw Suite 208, Aberdeen, SD 57401

Mailing Address

Phone number

(605) 622-7801

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 66,120,265

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Adnan Q. Aldayel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adnan Qasim Aldayel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

CAPITAL FINANCIAL SERVICES, INC.

STONEX SECURITIES INC.

AMERICAN INVESTMENT SERVICES, INC.

VARIABLE ASSET STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/2020

Series 63

Date: 1/16/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/15/1997

Series 24

Date: 3/8/2005

Current Firm

WEALTH PLUS OF THE DAKOTAS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH PLUS OF THE DAKOTAS, INC.

TRUST BUT VERIFY

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