Lawrence R. Sarka
Professional summary
Lawrence Robert Sarka, who also goes by Larry Sarka, Lawrence Sarka, is a registered financial professional currently at COMMERCE ONE FINANCIAL INC. located in Syosset, New York.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1998. Lawrence has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Robert Sarka's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2000 - Present
COMMERCE ONE FINANCIAL INC.
Office #1: 6800 Jericho Turnpike Suite 104w, Syosset, NY 11791Office #2: 6800 Jericho Turnpike Suite 104w, Syosset, NY 11791November 11, 1998 - January 14, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 20, 1998 - November 18, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2009)
(3/9/2000)
(10/22/2009)
(8/13/2024)
(3/8/2000)
(8/8/2024)
(9/10/2024)
(2/19/2015)
(1/25/2000)
(5/23/2001)
(2/8/2000)
(8/1/2024)
(9/13/2024)
(6/11/2001)
(9/28/2005)
(6/19/2014)
(10/22/2009)
(4/1/2002)
(5/2/2000)
(2/18/2009)
(6/4/2025)
(9/8/2014)
(10/22/2009)
(10/12/2005)
(1/19/2000)
(1/21/2000)
(4/28/2015)
(9/27/2012)
(3/12/2008)
(1/18/2000)
(3/26/2014)
(10/11/2005)
(5/11/2000)
(1/18/2000)
(9/21/2005)
(6/18/2012)
Exams
FINRA
Current Firm
COMMERCE ONE FINANCIAL INC.
CRD#: 100340 / SEC#: , 8-52032
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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