Andrew C. Prescott
Professional summary
Andrew Clyde Prescott, who also goes by Andy Prescott, is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Clyde Prescott's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2022 - Present
PARALEL DISTRIBUTORS
Office #1: 645 Fifth Avenue Suite 1201, New York, NY 10022November 22, 2017 - September 30, 2022
ALPS DISTRIBUTORS, INC.
August 30, 2011 - October 1, 2017
SILVER LEAF PARTNERS, LLC
February 11, 2011 - August 24, 2011
ITA FINANCIAL SERVICES, LLC
December 17, 2003 - February 16, 2011
ALLIANCEBERNSTEIN L.P.
August 18, 2000 - February 16, 2011
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 1, 1998 - August 10, 2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 29, 1997 - March 25, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
PARALEL DISTRIBUTORS
CRD#: 316115 / SEC#: , 8-70771
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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