Andres E. Telleria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andres Eduardo Telleria, who also goes by Andres E Telleria, was a registered financial professional .
Andres is a previously registered financial professional and started their career in finance in 1997. Andres had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2000 - October 31, 2000
FIRST EQUITY CORPORATION OF FLORIDA
December 9, 1999 - March 30, 2000
THE PARTNERS FINANCIAL GROUP, INC.
October 14, 1999 - November 24, 1999
NATIONAL CLEARING CORP.
February 16, 1999 - March 23, 1999
MIRAMAR SECURITIES, LLC
June 18, 1997 - May 21, 1998
PRUDENTIAL EQUITY GROUP, LLC
January 7, 1997 - June 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST EQUITY CORPORATION OF FLORIDA
CRD#: 9 / SEC#: , 8-15025
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
