JG
Jeanette L. Gruber
GRUBER FINANCIAL LTD
PEORIA HTS, IL
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CRD#: 2827562
JG
Professional summary
Jeanette L Gruber, CFP® is a registered financial advisor currently at GRUBER FINANCIAL LTD located in Peoria Hts, Illinois and CETERA INVESTMENT ADVISERS LLC located in Plainfield, Illinois.
Jeanette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jeanette has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) GRUBER CPA SERVICES, LTD.; TAX PREP AND ACCOUNTING SINCE 10/1998, 2HR/WK, $4000/YR (2) GRUBER LAW OFFICE, LTD.; LAW OFFICE, PARALEGAL, SINCE 06/1993, 2HR/WK, $2400/YR (3) GRUBER FINANCIAL, LTD CRD#.125035; FINANCIAL PLANNING RIA SINCE 12/2002, ALSO DBA FOR SECURITIES BUSINESS. (4) UNIVERSALIST UNITARIAN CHURCH OF PEORIA, IL; BOARD OF TRUSTEES, .25 HRS/WK. (5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / AGENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: AGENT FOR COLLECTING RENT AND GETTING REPAIRS DONE ; (6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2021; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (7) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 05/1993; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
CRS (Client Relationship Summary) - RIA
Click below to view Jeanette L Gruber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
August 29, 2003 - Present
GRUBER FINANCIAL LTD
RIA
CRD#: 125035
PEORIA HTS, IL
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 3814 N Monroe, Peoria Heights, IL 61616RIA
CRD#: 105644
PLAINFIELD, IL
Current
February 28, 2012 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
PEORIA HEIGHTS, IL
Past
February 28, 2012 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
PLAINFIELD, IL
Past
January 2, 2008 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
January 2, 2008 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
PEORIA HEIGHTS, IL
Past
January 16, 2003 - December 31, 2007
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
PEORIA HTS, IL
Past
January 2, 2003 - December 31, 2007
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
PEORIA HEIGHTS, IL
Past
February 16, 1998 - December 31, 2002
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PEORIA HEIGHTS , IL
Past
January 20, 1997 - December 31, 2002
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/28/2012)
RR
Colorado(6/26/2015)
RR
Connecticut(3/6/2020)
IAR
Illinois(8/29/2003)
RR
Illinois(2/28/2012)
RR
Maryland(2/21/2023)
RR
Minnesota(2/28/2012)
RR
Missouri(8/13/2013)
RR
North Carolina(2/28/2012)
RR
Ohio(5/1/2014)
RR
Oregon(2/28/2012)
RR
Texas(2/28/2012)
IAR
Texas(3/21/2024)
RR
Washington(2/28/2012)
RR
Wisconsin(2/28/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
