Jeffrey T. Thomas
Professional summary
Jeffrey Tal Thomas, who also goes by Jeff T Thomas, Jeff Tal Thomas, Jeff Thomas, is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas and MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Tal Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2022 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251December 13, 2022 - Present
MOOMOO FINANCIAL INC.
Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311January 9, 2022 - December 16, 2022
CHARLES SCHWAB & CO., INC.
June 21, 2021 - October 25, 2021
TRADESTATION SECURITIES, INC.
May 29, 2013 - June 8, 2021
TD AMERITRADE CLEARING, INC.
January 7, 2013 - April 19, 2013
AXOS CLEARING LLC
January 1, 1997 - April 7, 1997
FIRST TITAN FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2023)
(1/9/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MOOMOO FINANCIAL INC.
CRD#: 283078 / SEC#: , 8-69739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
| SHEN, QIUFANG | HEAD OF FINANCE | 3158926 |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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Company Information
MOOMOO FINANCIAL INC.
CRD#: 283078Dallas, TX 75251TRUST BUT VERIFY
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