Eric S. Toya

NAVIGOE

REDONDO BEACH, CA 90277

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CRD#: 2827008

Professional summary

Eric Seiji Toya, CFP® is a registered financial advisor currently at NAVIGOE, LLC located in Redondo Beach, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Eric has worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Biography

MY BACKGROUND AND WHAT BROUGHT ME HERE…

My first forays into financial services were with firms that paid commissions for the sale of products. I sought out a better way to deliver financial advice, free of the conflicts of interest inherent in commission-based sales. I worked as an Investment Specialist at Charles Schwab before completing the requirements to become a CERTIFIED FINANCIAL PLANNER™ professional in 2007. I joined the Navigoe team out of a desire to be part of a full service financial advisory firm, dedicated to delivering world class wealth management advice.

Question & Answer

What are your service offerings?

Tax Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Income Management

Estate Planning

Social Security Planning

Retirement Planning

Life Transitions

Do you have an area of expertise or specialization?

Estate & Generational Planning...

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Seiji Toya's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

November 1, 2013 - Present

NAVIGOE, LLC

Office #1: 417 Beryl Street, Redondo Beach, CA 90277

RIA

CRD#: 168716

REDONDO BEACH, CA

Past

January 6, 2012 - December 31, 2013

TROVENA, LLC.

RIA

CRD#: 120232

REDONDO BEACH, CA

Past

March 11, 2008 - August 21, 2013

WORTHPOINTE

RIA

CRD#: 143996

REDONDO BEACH, CA

Past

January 29, 2008 - March 17, 2009

LEONARD WEALTH MANAGEMENT, INC.

RIA

CRD#: 119719

REDONDO BEACH, CA

Past

March 18, 2005 - July 27, 2007

CHURCHILL MANAGEMENT GROUP

RIA

CRD#: 109651

LOS ANGELES, CA

Past

December 15, 2000 - January 10, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 21, 2000 - November 27, 2000

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

December 9, 1999 - September 18, 2000

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

November 14, 1998 - December 2, 1999

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

February 18, 1997 - November 14, 1998

GLENFED BROKERAGE SERVICES

CRD#: 13648

GLENDALE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGOE, LLC

NAVIGOE, INC. | NAVIGOE, LLC

CRD#: 168716 / SEC#: 801-78471

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/1/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/8/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NAVIGOE, LLC

NAVIGOE, INC. | NAVIGOE, LLC

CRD#: 168716 / SEC#: 801-78471

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

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Contact information

Main Address

417 Beryl Street, Redondo Beach, CA 90277

Mailing Address

Phone number

(888) 596-4636

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	588
AUM (Assets Under Management)	$ 341,796,383

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Eric S. Toya

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Seiji Toya's CRS (Customer Relationship Summary).

Certified licenses

Experience

TROVENA, LLC.

WORTHPOINTE

LEONARD WEALTH MANAGEMENT, INC.

CHURCHILL MANAGEMENT GROUP

CHARLES SCHWAB & CO., INC.

WAMU INVESTMENTS, INC.

IFMG SECURITIES, INC.

CAL FED INVESTMENTS

GLENFED BROKERAGE SERVICES

Primary Firm SEC Registration

NAVIGOE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/2005

Series 66

Date: 3/8/2001

Series 63

Date: 12/11/1996

Series 7

Date: 10/14/1998

Series 6

Date: 12/11/1996

Current Firm

NAVIGOE, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NAVIGOE, LLC

TRUST BUT VERIFY

Contact information

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