Sean A. Sunderlage

ALLSTATE FINANCIAL ADVISORS

Saint Charles, MO 63303-8490

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CRD#: 2826986

Professional summary

Sean Alan Sunderlage, CFP®, who also goes by Sean Alan Sunderlage, Sean A Sunderlage, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Saint Charles, Missouri and ALLSTATE FINANCIAL SERVICES, LLC located in Saint Charles, Missouri.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Sean has worked at 16 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Alan Sunderlage | Sean A Sunderlage

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE TRAILS POSITION: N/A NATURE: Receive trails from health care insurance companies. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 409 Ancestry Drive, Saint Peters MO 63376, United States DESCRIPTION: Receive trails from health care insurance companies. STAMP COLLECTING POSITION: N/A NATURE: I purchase and sell rare stamps both in auctions and with stamp dealers. This is a hobby, not a business pursuit. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1976 ADDRESS: 409 Ancestry Drive, Saint Peters MO 63376, United States DESCRIPTION: I purchase and sell rare stamps both in auctions and with stamp dealers. This is a hobby, not a business pursuit.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Alan Sunderlage's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

June 15, 2021 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1600 Heritage Lndg Ste 103, Saint Charles, MO 63303-8490

RIA

CRD#: 109524

Saint Charles, MO

Current

June 15, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1600 Heritage Lndg Ste 113, Saint Charles, MO 63303-8490

CRD#: 18272

Saint Charles, MO

Past

October 16, 2019 - May 25, 2021

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

SAINT LOUIS, MO

Past

October 15, 2019 - May 25, 2021

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SAINT LOUIS, MO

Past

April 15, 2019 - September 23, 2019

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

St. Louis, MO

Past

February 7, 2018 - April 9, 2019

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Cottleville, MO

Past

February 7, 2018 - April 9, 2019

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Cottleville, MO

Past

April 22, 2016 - December 22, 2017

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

CLAYTON, MO

Past

November 12, 2015 - December 22, 2017

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

CLAYTON, MO

Past

November 12, 2015 - April 22, 2016

SANDERS MORRIS LLC

CRD#: 20580

CLAYTON, MO

Past

December 1, 2014 - November 3, 2015

EDWARD JONES

CRD#: 250

LADUE, MO

Past

October 14, 2013 - December 8, 2014

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

October 22, 2012 - October 1, 2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ST. PETERS, MO

Past

October 22, 2012 - October 1, 2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

February 4, 2008 - February 25, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

ST PETERS, MO

Past

February 4, 2008 - October 9, 2012

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

April 13, 2007 - January 7, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHESTERFIELD, MO

Past

March 12, 2007 - January 7, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHESTERFIELD, MO

Past

October 11, 2005 - January 10, 2007

NATIONWIDE SECURITIES, LLC

CRD#: 11173

ST CHARLES, MO

Past

January 26, 2004 - April 28, 2004

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

February 21, 2003 - January 29, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

January 13, 1997 - December 6, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(6/15/2021)

IAR

Missouri
(6/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/12/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/10/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/10/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 5/22/2003

NFA Branch Manager Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean A. Sunderlage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Alan Sunderlage's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PROSPERITY CAPITAL ADVISORS

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

RETIREONE INVESTMENT SERVICES, LLC

EDELMAN FINANCIAL SERVICES, LLC

SANDERS MORRIS LLC

EDWARD JONES

COREBRIDGE CAPITAL SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NATIONWIDE SECURITIES, LLC

B. RILEY WEALTH MANAGEMENT

RAYMOND JAMES FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2015

Series 66

Date: 4/12/2007

Series 63

Date: 1/17/1997

SIE

Date: 10/1/2018

Series 3

Date: 9/10/1997

Series 7

Date: 1/10/1997

Series 30

Date: 5/22/2003

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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