John W. Clark
Professional summary
John Woodbury Clark, who also goes by Jay Clark, is a registered financial professional currently at LCG CAPITAL ADVISORS, LLC located in Tampa, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Woodbury Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 28, 2015 - Present
LCG CAPITAL ADVISORS, LLC
Office #1: 201 East Kennedy Blvd Suite 1700, Tampa, FL 33602Office #2: 201 E. Kennedy Blvd. Suite 1700, Tampa, FL 33602June 25, 2009 - November 24, 2014
FD CAPITAL ADVISORS BD, LLC
May 3, 2006 - September 15, 2008
ANKURA CAPITAL ADVISORS, LLC
May 30, 2001 - February 16, 2006
SYNOVUS SECURITIES, INC.
May 30, 2001 - February 16, 2006
SYNOVUS SECURITIES, INC.
October 21, 1998 - May 25, 2001
GMA PARTNERS, INC.
April 25, 1997 - October 20, 1998
LEGACY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2021)
(4/28/2023)
(9/19/2024)
(12/28/2015)
(3/6/2024)
(12/8/2021)
(3/22/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LCG CAPITAL ADVISORS, LLC
CRD#: 129311 / SEC#: , 8-66213
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
