DB
Dillard E. Brazzel
CETERA INVESTMENT ADVISERS LLC
ALEXANDRIA, LA 71301
Some features on this profile are disabled
CRD#: 2826651
DB
Professional summary
Dillard Eugene Brazzel, who also goes by Dillard E Brazzel, Toby Brazzel, Dillard Brazzel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Alexandria, Louisiana and CETERA WEALTH SERVICES, LLC located in Alexandria, Louisiana.
Dillard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Dillard has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dillard E Brazzel | Toby Brazzel | Dillard Brazzel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BRAZZEL WEALTH MANAGEMENT POSITION: Manager NATURE: used for investment planning, retirement planning and financial planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/23/2024 ADDRESS: 1705 Simmons St, Alexandria LA 71301, United States DESCRIPTION: Meet with clients, review investment performance, provide financial planning solutions, offer insurance products that fit their needs, review financial plans 2) IHS HOLDING COMPANY LLC POSITION: manager NATURE: 50% owner of corp. that buys accounting practices, I will be a partial owner / manager and will not be a part of the day to day operations. the accounting practices will be uses to send referrals to my advisory practice. It is not a CPA practice. My other partner / manager is an IRA Enrolled agent. We will license some of his employees to be able to write advisory, insurance and brokerage business inside his business along with other businesses we buy. I am also aware that anyone referring business to me must be licensed and join Avantax's referral program. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/05/2024 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: 50% owner of business, I am not involved in the day to day operations 3) DILLARD E BRAZZEL, LLC POSITION: manager NATURE: I will move over enough commissions to cover my business expenses such as office expenses from doing business with Avantax. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/06/2000 ADDRESS: 1705 Simmons St, Alexandria LA 71301 DESCRIPTION: Pay Avantax business expenses, pay rent, pay licensing and technology fees, pay registration fees, and pay advertising or marketing expenses. 4) BRAZZEL LEBLANC PROPERTIES, LLC POSITION: manager NATURE: LLC owns all of my real estate that is personal and business related. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/21/2006 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: collect rent, pay insurance and taxes and provide any and all maintenance related to ownership of real estate. 5) HANDS FOR HEALING INTERNATIONAL POSITION: President NATURE: provides humanitarian relief such as food, water, cleaning supplies, sleeping bags, etc. anything that is related to a natural disaster and things needed by those effected. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2004 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: I attend quarterly meetings and any other meeting required due to a disaster. I will travel with a team to provide assistance if needed. I am involved in all financial decisions related to large ticket item purchases. I help oversee the financial status of the organization. I do not handle the day to day accounting but I am sent reports to review.
CRS (Client Relationship Summary) - RIA
Click below to view Dillard Eugene Brazzel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1705 Simmons St, Alexandria, LA 71301RIA
CRD#: 105644
ALEXANDRIA, LA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1705 Simmons St, Alexandria, LA 71301BD
CRD#: 13572
Alexandria, LA
Past
November 14, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Alexandria, LA
Past
November 14, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Alexandria, LA
Past
November 10, 2022 - November 15, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Alexandria, LA
Past
June 20, 2016 - November 15, 2024
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Alexandria, LA
Past
April 10, 2013 - February 29, 2016
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
NEW BRAUNFELS, TX
Past
August 3, 2012 - March 15, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
ALEXANDRIA, LA
Past
April 25, 2000 - August 2, 2012
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
ALEXANDRIA, LA
Past
March 5, 1997 - November 3, 1997
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Louisiana(9/5/2025)
IAR
Louisiana(9/5/2025)
RR
Mississippi(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nebraska(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/30/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
