Evelyn D. Richards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evelyn Dorthula Richards, who also goes by Evelyn Dorthula Reynolds, was a registered financial professional .
Evelyn is a previously registered financial professional and started their career in finance in 1996. Evelyn had worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 1996 - April 1, 2013
COUNTRY CLUB FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COUNTRY CLUB FINANCIAL SERVICES, LLC
CRD#: 29807 / SEC#: 801-61022, 8-44574
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY CLUB BANK | PARENT OF APPLICANT | |
| DERSHEMVEGA, SANDRA LYNNE | PRESIDENT, CCO, FINANCIAL OPERATIONS PRINCIPAL, DIRECTOR | 2702481 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
