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DH

David R. Hedges

BOOKMAN BRIGHT
Davidson, NC 28036
Some features on this profile are disabled
CRD#: 2826542
DH

Professional summary


David Ronald Hedges, who also goes by David R Hedges, is a registered financial advisor currently at BOOKMAN BRIGHT, INC. located in Davidson, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4, Series 51 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


David R Hedges

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)BOOKMAN BRIGHT CONSULTING, Inc. dba BOOKMAN BRIGHT CONSULTING. LOCATED AT 209 DELBURG STREET, SUITE 205, DAVIDSON, NC, 28036. TAX REDUCTION AND INSURANCE BUSINESS. THIS IS INVESTMENT RELATED. STARTED IN 3/2013. SPENDS APPROXIMATELY 15 HOURS PER MONTH. DAVID IS THE PRESIDENT AND EARNS COMMISSIONS. 2)OWNER OF COLLEGE BOUND FINANCIAL AND OPERATES IT AS A PERSONAL DBA. LOCATED AT 209 DELBURG STREET, SUITE 205, DAVIDSON, NC, 28036. STARTED ON 9/22/2016. THIS IS NOT INVESTMENT RELATED. DEVOTES APPROX 5 HOURS PER MONTH AND 5 HOURS DURING TRADING HOURS. DAVID MEETS WITH PEOPLE TO HELP THEM FIND WAYS TO PAY FOR COLLEGE. HE AIDS THEM IN COMPUTING THEIR EFC AND FILLING OUT THEIR FAFSA FORMS. HE DOES THIS FOR A FLAT FEE.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view David Ronald Hedges's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 23, 2019 - Present

BOOKMAN BRIGHT, INC.

Office #1: 209 Delburg St. Suite 205, Davidson, NC 28036
RIA
CRD#: 292262
Davidson, NC
Past

September 6, 2012 - May 22, 2019

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
DAVIDSON, NC
Past

June 6, 2012 - September 17, 2012

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
CHARLOTTE, NC
Past

July 12, 2006 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA
CRD#: 32444
CHARLOTTE, NC
Past

June 30, 2006 - September 17, 2012

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
CHARLOTTE, NC
Past

October 16, 2002 - July 3, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
WAXHAW, NC
Past

August 16, 2002 - July 3, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
WAXHAW, NC
Past

May 2, 1997 - August 23, 2002

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

January 1, 1997 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

January 1, 1997 - June 11, 1997

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(5/23/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/14/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/11/2002
General Securities Principal Examination

Current Firm


BB
BOOKMAN BRIGHT, INC.
BOOKMAN BRIGHT INC | BOOKMAN BRIGHT, INC. | BOOKMAN BRIGHT, INC | BOOKMAN BRIGHT RETIREMENT PLANNING & CAPITAL MANAGEMENT | BOOKMAN BRIGHT RETIREMENT PLANNERS

CRD#: 292262 / SEC#:

North Carolina
Registered Investment Advisory firm - (5/22/2019 Approved)
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Contact information


Main Address
209 Delburg St. Suite 205, Davidson, NC 28036
Mailing Address
P.o. Box 1146, Davidson, NC 28036
Phone number
(704) 256-6016
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts87
AUM (Assets Under Management)$ 22,238,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BOOKMAN BRIGHT, INC.

CRD#: 292262Davidson, NC 28036

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