Christopher D. Igoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Daniel Igoe was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2009 - June 6, 2014
IAA FINANCIAL LLC
March 31, 2008 - October 2, 2009
GUNNALLEN FINANCIAL, INC
April 8, 2004 - March 31, 2008
LASALLE ST SECURITIES, L.L.C.
March 5, 2002 - April 1, 2004
LASALLE ST SECURITIES, L.L.C.
November 15, 2000 - March 22, 2002
SALOMON GREY FINANCIAL CORPORATION
August 26, 1998 - November 15, 2000
BARRON CHASE SECURITIES, INC.
September 11, 1997 - August 27, 1998
J.P. TURNER & COMPANY, L.L.C.
June 18, 1997 - October 6, 1997
ROYAL HUTTON SECURITIES CORP.
April 30, 1997 - July 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IAA FINANCIAL LLC
CRD#: 6578 / SEC#: , 8-18463
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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