Robert W. Hall

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CRD#: 2826153

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert W Hall, who also goes by Bob Hall, Robert Wendell Hall, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Hall | Robert Wendell Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 12, 2022 - December 31, 2025

LAZARI CAPITAL MANAGEMENT, INC.

RIA

CRD#: 172932

GLENDALE, CA

Past

May 3, 1999 - August 21, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

GLENDALE, CA

Past

February 14, 1998 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 10, 1997 - January 21, 1998

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAZARI CAPITAL MANAGEMENT, INC.

IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L

CRD#: 172932 / SEC#: 801-112927

RIA

Registered Investment Advisory firm - (4/23/2018 Approved)

California

Registered Investment Advisory firm - (9/19/2018 Terminated)

Florida

Registered Investment Advisory firm - (8/20/2018 Terminated)

Nevada

Registered Investment Advisory firm - (9/21/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/20/2018 Terminated)

Virginia

Registered Investment Advisory firm - (8/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/9/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LAZARI CAPITAL MANAGEMENT, INC.

IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L

CRD#: 172932 / SEC#: 801-112927

RIA

Registered Investment Advisory firm - (4/23/2018 Approved)

California

Registered Investment Advisory firm - (9/19/2018 Terminated)

Florida

Registered Investment Advisory firm - (8/20/2018 Terminated)

Nevada

Registered Investment Advisory firm - (9/21/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/20/2018 Terminated)

Virginia

Registered Investment Advisory firm - (8/21/2018 Terminated)

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Contact information

Main Address

6928 Owensmouth Ave. #200, Woodland Hills, CA 91303

Mailing Address

Phone number

(818) 264-0610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B (10/1/2025)

ADV PART 2A - LCMI (10/1/2025)

Regulatory assets under management

Total Number of Accounts	1,068
AUM (Assets Under Management)	$ 614,623,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert W. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LAZARI CAPITAL MANAGEMENT, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

LAZARI CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/1997

SIE

Date: 8/21/2018

Series 6

Date: 1/9/1997

Current Firm

LAZARI CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAZARI CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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