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SG

Shyla S. Gibson

NELSON SECURITIES,INC.
Spokane, WA 99218
Some features on this profile are disabled
CRD#: 2825987
SG

Professional summary


Shyla Suzanne Gibson, who also goes by Shyla Suzanne Collins, is a registered financial professional currently at NELSON SECURITIES,INC. located in Spokane, Washington.

Shyla is registered as a RR (Registered Representative) and started their career in finance in 1998. Shyla has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Shyla Suzanne Collins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Shyla Suzanne Gibson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 20, 2004 - Present

NELSON SECURITIES,INC.

Office #1: 9718 N Morton Ct, Spokane, WA 99218
RIA
BD
CRD#: 14377
Spokane, WA
Past

October 6, 1998 - April 27, 2004

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

June 1, 1998 - July 30, 1998

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

March 16, 1998 - June 1, 1998

JACK WHITE & COMPANY, INC.

BD
CRD#: 7645

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NELSON SECURITIES,INC.
NELSON INSURANCE AGENCY | WEALTH ASSET MANAGERS | NELSON SECURITIES,INC.

CRD#: 14377 / SEC#: 801-41346, 8-30576

RIA
Registered Investment Advisory firm - SEC (5/7/1992 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Idaho
(8/9/2024)
RR
Washington
(1/24/2005)

Exams


State Security Law Exam
RR
Series 63
Date: 4/3/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


NS
NELSON SECURITIES,INC.
NELSON INSURANCE AGENCY | WEALTH ASSET MANAGERS | NELSON SECURITIES,INC.

CRD#: 14377 / SEC#: 801-41346, 8-30576

RIA
Registered Investment Advisory firm - SEC (5/7/1992 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
9718 N Morton Ct, Spokane, WA 99218
Mailing Address
9718 N Morton Ct, Spokane, WA 99218
Phone number
(509) 838-1313
Established
Washington since 10/03/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
15

SEC notice filing (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ESAM BROCHURE (7/21/2025)

Direct owners and executive officers


NamePositionCRD#
NELSON, ROBERT OWEN JRPRESIDENT, CEO2245236
DONAHUE, PATRICK KEVINTREASURER, CFO1695912
GIBSON, SHYLA SUZANNECHIEF COMPLIANCE OFFICER2825987

Regulatory assets under management


Total Number of Accounts2,026
AUM (Assets Under Management)$ 271,967,129

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NELSON SECURITIES,INC.

CRD#: 14377Spokane, WA 99218

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