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JK

Jackie L. Kleinman

KB FINANCIAL ADVISORS LLC
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 2825879
JK

Professional summary


Jackie Lynn Kleinman, CFP®, who also goes by Jackie L Kleinman, is a registered financial advisor currently at KB FINANCIAL ADVISORS LLC located in San Francisco, California.

Jackie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jackie has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jackie L Kleinman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jackie Lynn Kleinman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2001

Experience


Current

December 23, 2015 - Present

KB FINANCIAL ADVISORS LLC

Office #1: 595 Market Street Suite 1023, San Francisco, CA 94105
RIA
CRD#: 134374
SAN FRANCISCO, CA
Past

December 16, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

December 16, 1996 - January 31, 2002

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/23/2015)
IAR
New York
(4/20/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/20/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


KF
KB FINANCIAL ADVISORS LLC
KB FINANCIAL ADVISORS LLC | KLEINMAN, JACKIE LYNN | KB FINANCIAL ADVISORY

CRD#: 134374 / SEC#:

California
Registered Investment Advisory firm - (2/26/2002 Approved)
New York
Registered Investment Advisory firm - (4/4/2019 Approved)
Tennessee
Registered Investment Advisory firm - (12/16/2014 Approved)
Texas
Registered Investment Advisory firm - (9/29/2017 Conditional Restricted)
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Contact information


Main Address
595 Market Street Suite 1023, San Francisco, CA 94105
Mailing Address
Phone number
(415) 905-5449
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts339
AUM (Assets Under Management)$ 98,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KB FINANCIAL ADVISORS LLC

CRD#: 134374San Francisco, CA 94105

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