Joel A. Craig
Professional summary
Joel Arthur Craig, who also goes by Joe Joel Arthur Craig, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Waukesha, Wisconsin.
Joel is registered as a RR (Registered Representative) and started their career in finance in 1996. Joel has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Arthur Craig's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 20975 Swenson Drive #225, Waukesha, WI 53186June 11, 2018 - October 5, 2023
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 17, 2014 - July 12, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 3, 2011 - May 5, 2014
VOYA FINANCIAL ADVISORS, INC.
April 10, 2008 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
May 20, 2004 - March 13, 2008
JOHN HANCOCK DISTRIBUTORS LLC
December 10, 1999 - April 20, 2004
FIDELITY BROKERAGE SERVICES LLC
November 25, 1996 - December 10, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2023)
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(10/16/2023)
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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Company Information
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046Waukesha, WI 53186TRUST BUT VERIFY
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