Brandon Austin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Austin, who also goes by Brandon W Austin, Brandon Williams Austin, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 1997. Brandon had worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2021 - April 16, 2025
AMUNDI DISTRIBUTOR US, INC.
June 11, 2013 - July 16, 2021
CREDIT AGRICOLE SECURITIES (USA) INC.
August 24, 2010 - May 14, 2013
HAPOALIM SECURITIES USA, INC.
September 5, 2008 - September 10, 2008
ITAU INTERNATIONAL SECURITIES INC.
October 28, 1997 - February 9, 2000
DST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AMUNDI DISTRIBUTOR US, INC.
CRD#: 24497 / SEC#: , 8-41256
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
