Sean P. Oneill

DOHENY ASSET MANAGEMENT, L.L.C.

Los Angeles, CA 90025

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CRD#: 2825125

Professional summary

Sean Patrick Oneill is a registered financial advisor currently at DOHENY ASSET MANAGEMENT, L.L.C. located in Los Angeles, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Sean has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trustee of Paquita Machris Trust. As trustee Sean is in charge of making investment allocation decisions for the trust. Sean began his role as trustee in 2020. On average he spends 10 hours/month on trust related activities, none of which occur during trading hours. Act as a professional Trustee for 4 separate trusts

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Oneill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2023 - Present

DOHENY ASSET MANAGEMENT, L.L.C.

Office #1: 12400 Wilshire Blvd. Suite 1480, Los Angeles, CA 90025

RIA

CRD#: 106434

Los Angeles, CA

Past

February 2, 2021 - May 4, 2024

CORDHAVEN CAPITAL MANAGEMENT

RIA

CRD#: 311566

LOS ANGELES, CA

Past

April 3, 1997 - December 31, 1997

FPS BROKER SERVICES, INC.

CRD#: 25065

KING OF PRUSSIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOHENY ASSET MANAGEMENT, L.L.C.

DOHENY ASSET MANAGEMENT | DOHENY ASSET MANAGEMENT, L.L.C.

CRD#: 106434 / SEC#: 801-43726

RIA

Registered Investment Advisory firm - (4/9/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/2/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DOHENY ASSET MANAGEMENT, L.L.C.

DOHENY ASSET MANAGEMENT | DOHENY ASSET MANAGEMENT, L.L.C.

CRD#: 106434 / SEC#: 801-43726

RIA

Registered Investment Advisory firm - (4/9/1993 Approved)

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Contact information

Main Address

12400 Wilshire Blvd. Suite 1480, Los Angeles, CA 90025

Mailing Address

Phone number

(213) 802-7806

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOHENY ASSET MANAGEMENT FORM 2 BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 164,156,572

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/04/2025	Cover Page	Report
11/15/2024	Cover Page	Report
01/08/2024	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean P. Oneill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Oneill's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOHENY ASSET MANAGEMENT, L.L.C.

CORDHAVEN CAPITAL MANAGEMENT

FPS BROKER SERVICES, INC.

Primary Firm SEC Registration

DOHENY ASSET MANAGEMENT, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/2/1997

Series 6

Date: 4/2/1997

Current Firm

DOHENY ASSET MANAGEMENT, L.L.C.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DOHENY ASSET MANAGEMENT, L.L.C.

TRUST BUT VERIFY

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