Quentin L. Robb
Professional summary
Quentin Leroy Robb is a registered financial advisor currently at VANDERBILT SECURITIES, LLC located in South Jordan, Utah.
Quentin is registered as a RR (Registered Representative) and started their career in finance in 1998. Quentin has worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Quentin Leroy Robb's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2026 - Present
VANDERBILT SECURITIES, LLC
Office #1: 1124 South Jordan Parkway, Suite D, South Jordan, UT 84095June 15, 2015 - September 16, 2015
PARSONEX ADVISORY SERVICES, INC.
June 15, 2015 - September 16, 2015
PARSONEX SECURITIES, INC.
January 23, 2015 - June 3, 2015
GIRARD SECURITIES, INC.
November 14, 2014 - January 26, 2015
UNITED CAPITAL FINANCIAL ADVISORS
November 14, 2014 - June 3, 2015
GIRARD SECURITIES, INC.
March 6, 2014 - November 24, 2014
WADDELL & REED
March 4, 2014 - November 24, 2014
WADDELL & REED
October 1, 2012 - January 16, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 16, 2014
J.P. MORGAN SECURITIES LLC
October 6, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 6, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 1, 2009 - October 12, 2011
MORGAN STANLEY
June 1, 2009 - October 12, 2011
MORGAN STANLEY
July 7, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 7, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 10, 2000 - July 7, 2005
MORGAN STANLEY DW INC.
June 5, 2000 - July 7, 2005
MORGAN STANLEY DW INC.
February 12, 1998 - May 30, 2000
ZIONS DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/26/2026
General Securities Representative ExaminationFINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
