Gene B. Elliott
Professional summary
Gene Boyd Elliott is a registered financial advisor currently at BRIO FINANCIAL GROUP located in San Francisco, California.
Gene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gene has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gene Boyd Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2017 - Present
BRIO FINANCIAL GROUP
Office #1: 19 Sutter Street, San Francisco, CA 94104August 31, 2015 - October 19, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
August 31, 2015 - October 19, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
September 21, 2009 - August 26, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 6, 2007 - February 20, 2009
CITIGROUP GLOBAL MARKETS INC.
October 7, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 7, 2003 - April 2, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
January 23, 1997 - March 22, 2001
IDS LIFE INSURANCE COMPANY
January 23, 1997 - March 22, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BRIO FINANCIAL GROUP
CRD#: 289889 / SEC#: 801-111830
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/13/2017)
(10/13/2017)
Exams
Current Firm
BRIO FINANCIAL GROUP
CRD#: 289889 / SEC#: 801-111830
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,082 |
| AUM (Assets Under Management) | $ 842,643,716 |
Red Flags
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