Matthew T. O'grady
Professional summary
Matthew Thomas O'grady, who also goes by Matt O'grady, Matthew Thomas Ogrady, Matthew Ogrady, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Thomas O'grady's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2018 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019August 25, 2014 - April 13, 2018
PIPER SANDLER & CO.
January 2, 2013 - August 21, 2014
BB&T SECURITIES, LLC
July 11, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
June 2, 2011 - July 13, 2012
LUMENT SECURITIES, LLC
July 24, 1997 - June 3, 2011
HERBERT J. SIMS & CO, INC.
January 16, 1997 - February 7, 1997
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2018)
(4/2/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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