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DG

Deann G. Gann

LEGACY CAPITAL WEALTH PARTNERS
ROGERS, AR 72758
Some features on this profile are disabled
CRD#: 2824089
DG

Professional summary

Deann Gaye Gann, CFP®, who also goes by Deann Gaye Carlson, is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Rogers, Arkansas and PURSHE KAPLAN STERLING INVESTMENTS located in Rogers, Arkansas.

Deann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Deann has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Investment Planning
Are you a "fiduciary"?
Yes

Aliases

Deann Gaye Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deann Gaye Gann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2000

Experience

Current

March 1, 2023 - Present

LEGACY CAPITAL WEALTH PARTNERS, LLC

Office #1: 5502 Walsh Lane, Suite 103, Rogers, AR 72758
RIA
CRD#: 291960
ROGERS, AR
Current

February 23, 2023 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 5100 W Jb Hunt Dr. Suite 110, Rogers, AR 72758
BD
CRD#: 35747
Rogers, AR
Past

April 3, 2006 - March 20, 2023

ARVEST WEALTH MANAGEMENT

RIA
CRD#: 42057
BENTONVILLE, AR
Past

April 3, 2006 - March 20, 2023

ARVEST WEALTH MANAGEMENT

BD
CRD#: 42057
BENTONVILLE, AR
Past

February 14, 2006 - March 8, 2006

ARVEST WEALTH MANAGEMENT

RIA
CRD#: 42057
BENTONVILLE, AR
Past

February 14, 2006 - March 8, 2006

ARVEST WEALTH MANAGEMENT

BD
CRD#: 42057
BENTONVILLE, AR
Past

October 30, 2002 - April 4, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BENTONVILLE, AR
Past

January 4, 2001 - November 5, 2002

ARVEST WEALTH MANAGEMENT

RIA
CRD#: 42057
ROGERS, AR
Past

March 18, 1997 - November 5, 2002

ARVEST WEALTH MANAGEMENT

BD
CRD#: 42057
LOWELL, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA
Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(2/23/2023)
IAR
Arkansas
(3/1/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/27/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA
Registered Investment Advisory firm - (2/12/2018 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8315 Cantrell Road Suite 200, Little Rock, AR 72227
Mailing Address
Phone number
(501) 376-7878
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LEGACY CAPITAL WEALTH PARTNERS, LLC - ADV PART 2A BROCHURE (3/13/2026)

Regulatory assets under management

Total Number of Accounts2,626
AUM (Assets Under Management)$ 1,515,904,240

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960Rogers, AR 72758

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Contact information

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