Gerald Anthony Battista
Professional Summary
Gerald Anthony Battista is a registered financial advisor currently at BLUEFIN RESEARCH PARTNERS, INC. located in Boston, Massachusetts. Gerald is registered as a RR (Registered Representative) and started their career in finance in 1996. Gerald has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
BLUEFIN RESEARCH PARTNERS, INC.
Contact Information
Main Address
133 Federal St Suite 301, Boston, MA 02110Mailing Address
133 Federal St Suite 301, Boston, MA 02110Phone Number
(617) 737-5700Established
Delaware since 11/14/2001Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/9/2009)
(6/19/2002)
(6/5/2002)
(1/7/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gerald Anthony Battista's CRS (Customer Relationship Summary).
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