Todd J. Levy

INGHAM RETIREMENT GROUP

Miami, FL 33156

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CRD#: 2823604

Professional summary

Todd Jay Levy is a registered financial advisor currently at INGHAM RETIREMENT GROUP located in Miami, Florida and DAYBRIGHT ADVISORY SERVICES, INC. located in Miami, Florida.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Todd has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/26/2013 - Ingham & Company - INV REL - Third Party Administrator (TPA) - 100% TIME SPENT - W2 Employee 2. 05/06/13 - INGHAM/RUSSELL INVESTMENT ADVISORS - REGISTERED INVESTMENT ADVISOR - (HYBRID) INGHAM/RUSSELL INVESTMENT ADVISORS - NON-PRODUCING BACK OFFICE ONLY - ADMIN - 100% OF TIME SPENT - MIAMI, FL 3. 05/06/13 - INGHAM/RUSSELL INVESTMENT ADVISORS - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) INGHAM RETIREMENT GROUP - NON-PRODUCING BACK OFFICE ONLY - ADMIN - 100% OF TIME SPENT - MIAMI, FL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jay Levy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2006 - Present

INGHAM RETIREMENT GROUP

Office #1: 9350 South Dixie Highway Suite 1560, Miami, FL 33156

RIA

CRD#: 106299

Miami, FL

Current

May 6, 2024 - Present

DAYBRIGHT ADVISORY SERVICES, INC.

Office #1: 9350 S. Dixie Highway Suite 1560, Miami, FL 33156

RIA

CRD#: 133795

Miami, FL

Past

March 4, 2013 - March 1, 2018

LPL FINANCIAL LLC

CRD#: 6413

MIAMI, FL

Past

February 28, 2005 - March 4, 2013

SENTINEL SECURITIES, LLC.

CRD#: 110942

MIAMI, FL

Past

May 9, 2002 - June 28, 2004

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

March 28, 2000 - December 31, 2001

HERZOG, HEINE, GEDULD, LLC

CRD#: 2186

NEW YORK, NY

Past

May 12, 1998 - September 10, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

December 3, 1996 - February 5, 1998

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAYBRIGHT ADVISORY SERVICES, INC.

DAYBRIGHT ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES | THE RETIREMENT PLAN COMPANY, LLC

CRD#: 133795 / SEC#: 801-93173

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Tennessee

Registered Investment Advisory firm - (9/3/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/7/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/5/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/27/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/6/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DAYBRIGHT ADVISORY SERVICES, INC.

DAYBRIGHT ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES, INC. | TRPC ADVISORY SERVICES | THE RETIREMENT PLAN COMPANY, LLC

CRD#: 133795 / SEC#: 801-93173

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Tennessee

Registered Investment Advisory firm - (9/3/2015 Terminated)

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Contact information

Main Address

9350 South Dixie Highway Suite 1560, Miami, FL 33156

Mailing Address

P.o.box 50, Lakeland, FL 33802

Phone number

(305) 671-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAYBRIGHT ADV PART 2A DISCLOSURE BROCHURE (8/5/2025)

Regulatory assets under management

Total Number of Accounts	2,170
AUM (Assets Under Management)	$ 4,212,361,531

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/09/2025	Cover Page	Report
01/22/2024	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd J. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jay Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAYBRIGHT ADVISORY SERVICES, INC.

LPL FINANCIAL LLC

SENTINEL SECURITIES, LLC.

INVESTACORP, INC.

HERZOG, HEINE, GEDULD, LLC

FIRST UNION BROKERAGE SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DAYBRIGHT ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/5/2006

Series 63

Date: 12/26/1996

SIE

Date: 3/1/2018

Series 55

Date: 8/27/2001

Series 7

Date: 5/6/2000

Series 6

Date: 12/2/1996

Current Firm

DAYBRIGHT ADVISORY SERVICES, INC.

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAYBRIGHT ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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