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JT

Joseph A. Tarantino

NOBLE CAPITAL MARKETS
Boca Raton, FL 33432
Some features on this profile are disabled
CRD#: 2822884
JT

Professional summary

Joseph Anthony Tarantino JR, who also goes by Joseph Anthony Tarantino, is a registered financial professional currently at NOBLE CAPITAL MARKETS, INC. located in Boca Raton, Florida.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Anthony Tarantino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Anthony Tarantino JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2019 - Present

NOBLE CAPITAL MARKETS, INC.

Office #1: 150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
BD
CRD#: 15768
Boca Raton, FL
Past

October 20, 2005 - October 7, 2019

VARIANT TRADING INSTITUTIONAL GROUP, INC.

BD
CRD#: 125547
BOCA RATON, FL
Past

April 2, 2002 - September 30, 2005

AVALON RESEARCH GROUP, INC.

BD
CRD#: 39815
BOCA RATON, FL
Past

March 21, 2000 - March 25, 2002

HILL THOMPSON MAGID & CO., INC.

BD
CRD#: 2202
JERSEY CITY, NJ
Past

November 2, 1999 - March 13, 2000

AVALON RESEARCH GROUP, INC.

BD
CRD#: 39815
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/28/2021)
RR
Florida
(10/9/2019)
RR
Idaho
(5/1/2023)
RR
Nevada
(9/28/2021)
RR
New Jersey
(9/28/2021)
RR
New York
(9/28/2021)
RR
Oregon
(4/27/2023)
RR
Pennsylvania
(3/14/2022)
RR
Texas
(1/8/2021)
RR
Virginia
(9/28/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/29/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/29/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/1/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NOBLE CAPITAL MARKETS, INC.
NOBLE CAPITAL MANAGEMENT INC | NOBLE LIFE SCIENCE PARTNERS | NOBLE INTERNATIONAL INVESTMENTS, INC. | NOBLE FINANCIAL CAPITAL MARKETS | NOBLE CAPITAL MARKETS, INC.

CRD#: 15768 / SEC#: , 8-32706

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
Mailing Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
Phone number
(561) 994-1191
Established
Florida since 09/21/1984
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NOBLE FINANCIAL GROUP, INC.SHAREHOLDER
LEAN, DAVID JONATHANCCO3114377
PRONK, NICOLAAS PETRUSOWNER, CEO, CFO1726101

Disclosures

Regulatory Event9
Arbitration11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768Boca Raton, FL 33432

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