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RM

Ronan P. Murphy

FRANKLIN DISTRIBUTORS
Pasadena, CA 91101
Some features on this profile are disabled
CRD#: 2822769
RM

Professional summary

Ronan Paul Murphy, who also goes by Paul Ronan Murphy, Rona Paul Murphy, Ronan Murphy, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Pasadena, California.

Ronan is registered as a RR (Registered Representative) and started their career in finance in 1997. Ronan has worked at 4 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul Ronan Murphy | Rona Paul Murphy | Ronan Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronan Paul Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2023 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 385 E. Colorado Blvd, Pasadena, CA 91101
BD
CRD#: 109064
Pasadena, CA
Past

November 22, 2005 - March 31, 2023

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY
Past

March 1, 1999 - September 13, 1999

CBIS FINANCIAL SERVICES, INC.

BD
CRD#: 20872
CHICAGO, IL
Past

February 12, 1997 - August 4, 1997

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/2/2023)
RR
Alaska
(5/2/2023)
RR
Arizona
(5/2/2023)
RR
Arkansas
(5/2/2023)
RR
California
(5/2/2023)
RR
Colorado
(5/2/2023)
RR
Connecticut
(5/2/2023)
RR
Delaware
(5/2/2023)
RR
District of Columbia
(5/2/2023)
RR
Florida
(5/2/2023)
RR
Georgia
(5/2/2023)
RR
Hawaii
(5/2/2023)
RR
Idaho
(5/2/2023)
RR
Illinois
(5/2/2023)
RR
Indiana
(5/2/2023)
RR
Iowa
(5/2/2023)
RR
Kansas
(5/2/2023)
RR
Kentucky
(5/2/2023)
RR
Louisiana
(5/2/2023)
RR
Maine
(5/2/2023)
RR
Maryland
(5/2/2023)
RR
Massachusetts
(5/2/2023)
RR
Michigan
(5/2/2023)
RR
Minnesota
(5/2/2023)
RR
Mississippi
(5/2/2023)
RR
Missouri
(5/2/2023)
RR
Montana
(5/2/2023)
RR
Nebraska
(5/2/2023)
RR
Nevada
(5/2/2023)
RR
New Hampshire
(5/2/2023)
RR
New Jersey
(5/2/2023)
RR
New Mexico
(5/2/2023)
RR
New York
(5/2/2023)
RR
North Carolina
(5/2/2023)
RR
North Dakota
(5/2/2023)
RR
Ohio
(5/2/2023)
RR
Oklahoma
(5/2/2023)
RR
Oregon
(5/2/2023)
RR
Pennsylvania
(5/2/2023)
RR
Puerto Rico
(5/2/2023)
RR
Rhode Island
(5/2/2023)
RR
South Carolina
(5/2/2023)
RR
South Dakota
(5/2/2023)
RR
Tennessee
(5/2/2023)
RR
Texas
(5/2/2023)
RR
Utah
(5/2/2023)
RR
Vermont
(5/2/2023)
RR
Virgin Islands
(5/2/2023)
RR
Virginia
(5/2/2023)
RR
Washington
(5/2/2023)
RR
West Virginia
(5/2/2023)
RR
Wisconsin
(5/2/2023)
RR
Wyoming
(5/2/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/9/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/27/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 9/22/2023
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/16/2012
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/15/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
GAMBA, DANIEL ERNESTOCHIEF EXECUTIVE OFFICER4594704
MASOM, JEFFREY SCOTTPRESIDENT-DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064Pasadena, CA 91101

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