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Christopher Robert Reece

CRD# 2822749·Registered 1996 - 2022
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Robert Reece, who also goes by Chris Reece, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1996 - 2022. Christopher had worked at 6 firms and has passed the Series 63, Series 22TO, Series 99TO, Series 52TO, Series 82TO, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Reece

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ARCSTONE SECURITIES LLC·CRD# 306029
BD
New York, NY
February 20, 2021 - December 19, 2022
FS INVESTMENT SOLUTIONS, LLC·CRD# 145244
BD
Philadelphia, PA
March 6, 2012 - December 11, 2020
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Berwyn, PA
July 12, 2007 - March 6, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC·CRD# 8326
BD
Wayne, PA
April 19, 2006 - June 6, 2007
DAVID VAUGHAN INVESTMENTS, LLC·CRD# 105990
RIA
Peoria, IL
March 2, 2004 - November 9, 2005
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Malvern, PA
December 3, 1996 - February 6, 2004

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Current Firm

AS
ARCSTONE SECURITIES LLC

ARCSTONE SECURITIES LLC | ARCVIEW CAPITAL, LLC

CRD#: 306029 / SEC#: 8-70439
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

885 Third Avenue 21st Floor, New York, NY 11232

Mailing Address

885 Third Avenue 21st Floor, New York, NY 11232

Phone Number

(646) 226-9300

Established

Delaware since 08/13/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARCSTONE US CORPOWNER—
ARCVIEW GROUP, INCOWNER—
ASTONE, MICHAELCEO8197222
RED RAVEN CAPITAL LLCOWNER—
RED TITAN CAPITAL LLCOWNER—
THORNTON, STEVEN LEEPFO & CCO4496384

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2006About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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