Christopher R. Reece
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Reece, who also goes by Chris Reece, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 6 firms and has passed the Series 63, Series 22TO, Series 99TO, Series 52TO, Series 82TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2021 - December 19, 2022
ARCSTONE SECURITIES LLC
March 6, 2012 - December 11, 2020
FS INVESTMENT SOLUTIONS, LLC
July 12, 2007 - March 6, 2012
FORESIDE FUND SERVICES, LLC
April 19, 2006 - June 6, 2007
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 2, 2004 - November 9, 2005
DAVID VAUGHAN INVESTMENTS, LLC
December 3, 1996 - February 6, 2004
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
ARCSTONE SECURITIES LLC
CRD#: 306029 / SEC#: , 8-70439
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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