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AM

Andrea Mathison

SAN BLAS SECURITIES LLC
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 2822634
AM

Professional summary

Andrea Mathison, who also goes by Andrea Marie Kurth, Andrea Kurth, Andrea Marie Mathison, is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.

Andrea is registered as a RR (Registered Representative) and started their career in finance in 1997. Andrea has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrea Marie Kurth | Andrea Kurth | Andrea Marie Mathison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrea Mathison's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 10, 2022 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606
BD
CRD#: 290605
CHICAGO, IL
Past

November 29, 2017 - October 24, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
BILLINGS, MT
Past

November 26, 2008 - November 29, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
BILLINGS, MT
Past

July 14, 2008 - November 28, 2008

OSAIC SERVICES, INC.

BD
CRD#: 133763
BILLINGS, MT
Past

December 13, 2006 - May 30, 2008

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
BILLINGS, MT
Past

December 12, 2006 - May 30, 2008

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
BILLINGS, MT
Past

January 9, 2006 - December 15, 2006

FINTEGRA, LLC

RIA
CRD#: 16741
BILLINGS, MT
Past

January 29, 2001 - December 15, 2006

FINTEGRA, LLC

BD
CRD#: 16741
BILLINGS, MT
Past

August 13, 1998 - January 24, 2001

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

November 4, 1997 - August 13, 1998

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

February 27, 1997 - November 3, 1997

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/19/2024)
RR
Michigan
(11/22/2022)
RR
Minnesota
(11/30/2022)
RR
Montana
(11/10/2022)
RR
Nevada
(11/22/2022)
RR
Oklahoma
(11/15/2022)
RR
Oregon
(11/10/2022)
RR
South Dakota
(11/10/2022)
RR
Washington
(11/10/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/21/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/26/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CADENA, JOHNCCO712192
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605Chicago, IL 60606

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