Serge A. David
Professional summary
Serge Antoine David JR, who also goes by Serge A David, Serge Antoine David Jr, Serge David, Serge Antoine David, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Harrisburg, Pennsylvania.
Serge is registered as a RR (Registered Representative) and started their career in finance in 1997. Serge has worked at 14 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Serge Antoine David JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2024 - Present
P.J. ROBB VARIABLE, LLC
Office #1: 4135 North Front Street, Harrisburg, PA 17110December 21, 2018 - December 12, 2023
BRIGHTHOUSE SECURITIES, LLC
March 25, 2017 - May 8, 2018
MML INVESTORS SERVICES, LLC
March 25, 2017 - May 8, 2018
MML INVESTORS SERVICES, LLC
August 20, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 30, 2005 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
June 29, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 29, 2004 - September 5, 2013
WALNUT STREET SECURITIES, INC.
June 29, 2004 - January 2, 2015
NEW ENGLAND SECURITIES
June 29, 2004 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
November 7, 2003 - March 23, 2004
J.P. TURNER & COMPANY, L.L.C.
August 9, 2000 - December 21, 2001
NEBRASKA HUDSON COMPANY, INC.
September 22, 1999 - December 22, 1999
CITICORP INVESTMENT SERVICES
December 7, 1998 - July 2, 1999
SHARPE CAPITAL, INC.
July 2, 1998 - October 16, 1998
PRESTON LANGLEY ASSET MANAGEMENT, INC.
September 30, 1997 - March 10, 1998
DALTON KENT SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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Company Information
P.J. ROBB VARIABLE, LLC
CRD#: 38339Harrisburg, PA 17110TRUST BUT VERIFY
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