Charles T. Visconsi
Professional summary
Charles T Visconsi, who also goes by Charles Thomas VIsconsi, Charlie Visconsi, is a registered financial professional currently at FIRST LIBERTIES FINANCIAL located in Tampa, Florida.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1996. Charles has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles T Visconsi's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2025 - Present
FIRST LIBERTIES FINANCIAL
Office #1: 2915 N. Boulevard Suite A, Tampa, FL 33602February 24, 1998 - February 13, 2018
MORGAN STANLEY & CO. LLC
December 24, 1996 - February 26, 1998
KEY CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2025)
(11/13/2025)
(3/27/2025)
Exams
FINRA
Current Firm
FIRST LIBERTIES FINANCIAL
CRD#: 14432 / SEC#: , 8-30673
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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