SB
Steven R. Brunk
CETERA INVESTMENT ADVISERS LLC
HARRISONBURG, VA 22801
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CRD#: 2820446
SB
Professional summary
Steven Robert Brunk, ChFC®, who also goes by Steve Brunk, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Harrisonburg, Virginia and CETERA WEALTH SERVICES, LLC located in Harrisonburg, Virginia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Steven has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Brunk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) LD&B INSURANCE AGENCY INC; Investment Related; Harrisonburg, VA 22801; Insurance; Producer; Start Date 05/1995; "Doing Business As" name for my fixed insurance product sales and service. >> (dba) LD&B FINANCIAL GROUP; Investment Related; Harrisonburg, VA 22801; Insurance; Division Manager; Start Date 08/2023; 180 hours per month with the majority of hours per month occurring during trading hours; Serve as a financial planner utilizing insurance (life, fixed annuity, disability, long-term care) and investment products. >> LD&B INSURANCE AND FINANCIAL SERVICES; Investment Related; Harrisonburg VA 22801; Insurance and Financial Services; Investment Adviser; Start Date 11/2011; 160 hours per month with all hours per month occurring during trading hours; Sales and service of commercial, personal, employee benefit, fixed life, health, and investment products. I hold a ChFC� (Chartered Financial Consultant) designation. >> POA; Non-Investment Related; Rockingham, VA; Other; Power of Attorney; Start Date 08/2022; Hours per month vary; Power of Attorney for my father. >> EXECUTOR; Non-Investment Related; Residence; Other; Executor; Start Date 07/2023; No hours per month; Named as executor of my mother-in-law's will. >> EXECUTOR; Non-Investment Related; Residence; Other; Executor; Start Date 07/2023; No hours per month; Named as executor of my father-in-law's will.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Robert Brunk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 205 A South Liberty Street, Harrisonburg, VA 22801RIA
CRD#: 105644
HARRISONBURG, VA
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 205 A South Liberty Street, Harrisonburg, VA 22801BD
CRD#: 13572
Harrisonburg, VA
Past
September 14, 2011 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Harrisonburg, VA
Past
March 3, 1997 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Harrisonburg, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2025)
RR
Delaware(2/20/2025)
RR
District of Columbia(2/20/2025)
RR
Florida(3/28/2025)
RR
Maryland(2/20/2025)
RR
Minnesota(3/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Virginia(2/20/2025)
IAR
Virginia(2/20/2025)
RR
West Virginia(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
