Fong I Cheang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fong I Cheang, who also goes by Fong I Cheang, Fonnie Cheang, Cheang, was a registered financial advisor .
Fong I is a previously registered financial advisor and started their career in finance in 1997. Fong I had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2014 - December 9, 2014
KEY WEST INVESTMENTS, LLC
May 6, 2014 - December 9, 2014
KEY WEST INVESTMENTS, LLC
November 18, 2010 - June 25, 2012
HSBC SECURITIES (USA) INC.
November 17, 2010 - June 25, 2012
HSBC SECURITIES (USA) INC.
July 30, 2010 - November 1, 2010
CETERA INVESTMENT SERVICES LLC
July 29, 2010 - November 1, 2010
CETERA INVESTMENT SERVICES LLC
May 29, 2007 - January 20, 2010
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - January 20, 2010
CITIGROUP GLOBAL MARKETS INC.
May 23, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 23, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 25, 2002 - May 24, 2005
SCOTTRADE, INC.
September 6, 2001 - November 2, 2001
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 26, 2001 - April 26, 2001
FURTHER LANE SECURITIES, L.P.
July 28, 1999 - October 30, 2000
PRUDENTIAL EQUITY GROUP, LLC
December 12, 1997 - April 1, 1998
WMA SECURITIES, INC.
January 13, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 13, 1997 - January 8, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEY WEST INVESTMENTS, LLC
CRD#: 149418 / SEC#: , 8-68166
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
