David S. Dusseault
Professional summary
David Stanley Dusseault, who also goes by David S Dusseault, is a registered financial professional currently at ALPACA SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Stanley Dusseault's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2023 - Present
ALPACA SECURITIES LLC
Office #1: 12 E 49th St. Floor 11, New York, NY 10017December 19, 2019 - January 2, 2020
ROBINHOOD SECURITIES, LLC
December 19, 2019 - July 12, 2022
ROBINHOOD FINANCIAL, LLC
November 17, 2015 - March 30, 2016
MB TRADING
July 10, 2012 - December 20, 2012
ZECCO TRADING, INC.
March 14, 2006 - December 6, 2019
ALLY INVEST SECURITIES LLC
September 15, 2004 - March 17, 2006
CITIGROUP GLOBAL MARKETS INC.
October 22, 2002 - May 5, 2004
QUICK & REILLY, INC.
November 3, 1998 - October 1, 2001
SURETRADE INC.
December 2, 1996 - November 4, 1998
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2025)
(10/31/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 4/12/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Investors' Exchange LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
ALPACA SECURITIES LLC
CRD#: 288202 / SEC#: , 8-69928
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPACADB, INC. | SOLE MEMBER | |
| DIAZ, ZACHARY LUCIANO | SR. DIRECTOR CUSTODY & SETTLEMENT, PRINCIPAL OPERATIONS OFFICER | 6027965 |
| DUSSEAULT, DAVID STANLEY | PRESIDENT AND COO | 2819891 |
| GARZA, FELIPE | AML COMPLIANCE OFFICER | 4613815 |
| LEE, TONY | GLOBAL HEAD OF BROKERAGE | 5618563 |
| SAUGSTAD, MONIQUE D | CHIEF COMPLIANCE OFFICER | 4127241 |
| TAIFI, MEHDI | CHIEF RISK OFFICER | 5977322 |
| WETTERWALD, TAMMY CAO | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6113272 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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