AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DR

Douglas A. Rogers

BAYRIDGE SECURITIES
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 2819740
DR

Professional summary

Douglas Allen Rogers is a registered financial professional currently at BAYRIDGE SECURITIES, LLC located in San Francisco, California.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1996. Douglas has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 79, Series 7, Series 31 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Allen Rogers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2026 - Present

BAYRIDGE SECURITIES, LLC

Office #1: 535 Mission St 1542, San Francisco, CA 94105Office #2: 535 Mission St. #1542, San Francisco, CA 94105
BD
CRD#: 155765
SAN FRANCISCO, CA
Past

August 7, 2019 - November 11, 2025

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
WHITE PLAINS, NY
Past

April 8, 2019 - May 30, 2019

CRAIG-HALLUM CAPITAL GROUP LLC

BD
CRD#: 121395
MINNEAPOLIS, MN
Past

February 9, 2015 - May 23, 2018

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
San Francisco, CA
Past

October 23, 2012 - January 26, 2015

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
NEW YORK, NY
Past

February 25, 2008 - December 31, 2008

MANAGESOURCE RESEARCH, INC.

RIA
CRD#: 131888
LOS ANGELES, CA
Past

January 14, 1999 - May 1, 2000

MARKET WISE SECURITIES, LLC

BD
CRD#: 45269
CHICAGO, IL
Past

December 16, 1996 - June 20, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/5/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/12/2013
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/9/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/27/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/6/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/22/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 1/15/1997
Futures Managed Funds Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/27/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BAYRIDGE SECURITIES, LLC
BAYRIDGE SECURITIES, LLC

CRD#: 155765 / SEC#: , 8-68739

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Loading...

Contact information

Main Address
350 Bush Street, San Francisco, CA 94104
Mailing Address
350 Bush Street, San Francisco, CA 94104
Phone number
(415) 248-5570
Established
Delaware since 10/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CONDOR TRADING L.P.MEMBER
JABER, KAREEM IZZIDDINCFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5467297
LEROY, ANTON MAURICECEO/MANAGING MEMBER2862204
MAHON, DONALD LEECCO/MANAGING MEMBER2890417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAYRIDGE SECURITIES, LLC

CRD#: 155765San Francisco, CA 94105

TRUST BUT VERIFY

Monitor Douglas Rogers

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
Michael Steven Ginsberg
Michael GinsbergAdvisorCheck Check Mark
GINSBERG FINANCIAL STRATEGIES
IAR
Walnut Creek, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.