Christian H. Voss

INDEPENDENT INVESTMENT BANKERS,

San Diego, CA

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CRD#: 2819671

Professional summary

Christian H Voss, who also goes by Christian Voss, is a registered financial professional currently at INDEPENDENT INVESTMENT BANKERS, CORP. located in San Diego, California.

Christian is registered as a RR (Registered Representative) and started their career in finance in 1997. Christian has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christian Voss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian H Voss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2022 - Present

INDEPENDENT INVESTMENT BANKERS, CORP.

RIA

CRD#: 154134

San Diego, CA

Past

June 30, 2019 - May 28, 2021

NETREX CAPITAL MARKETS, LLC

CRD#: 160529

Melville, NY

Past

March 22, 2016 - October 16, 2018

STORMHARBOUR SECURITIES LP

CRD#: 35997

NEW YORK, NY

Past

June 16, 2015 - March 11, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WHITE PLAINS, NY

Past

March 27, 2015 - March 11, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WHITE PLAINS, NY

Past

May 13, 2014 - March 23, 2015

INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134

AUSTIN, TX

Past

October 15, 2013 - May 5, 2014

MLV & CO. LLC

CRD#: 150959

NEW YORK, NY

Past

July 2, 2012 - July 15, 2013

VIRTU AMERICAS LLC

CRD#: 149823

NEW YORK, NY

Past

March 22, 2011 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

GREENWICH, CT

Past

February 16, 2010 - March 29, 2011

ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356

STAMFORD, CT

Past

December 5, 2007 - January 7, 2010

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

April 29, 2003 - November 15, 2007

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

August 27, 2001 - February 19, 2003

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

February 24, 1997 - July 18, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/12/2022)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/9/2016

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 1/18/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INDEPENDENT INVESTMENT BANKERS, CORP.

INDEPENDENT INVESTMENT BANKERS CORP. | INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134 / SEC#: , 8-68609

Arizona

Registered Investment Advisory firm - SEC (7/14/2025 Terminated)

Texas

Registered Investment Advisory firm - SEC (7/14/2025 Termination Requested)

Washington

Registered Investment Advisory firm - SEC (8/14/2025 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11801 Domain Blvd 3rd Floor, Austin, TX 78758

Mailing Address

2900 North Quinlan Park Rd. Suite# 240-235, Austin, TX 78732

Phone number

(512) 266-3000

Established

Delaware since 04/07/2010

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
IIB HOLDINGS, CORP.	OWNER
FICHERA, DANTE	CEO/CFO	3059445
GODDARD, HOUSTON ALLEN	CCO AND GENERAL COUNSEL	1260759

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christian H. Voss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian H Voss's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETREX CAPITAL MARKETS, LLC

STORMHARBOUR SECURITIES LP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INDEPENDENT INVESTMENT BANKERS, CORP.

MLV & CO. LLC

VIRTU AMERICAS LLC

KNIGHT CAPITAL AMERICAS, L.P.

ATLANTIC - PACIFIC CAPITAL, INC.

CANTOR FITZGERALD & CO.

BNP PARIBAS SECURITIES CORP.

DEUTSCHE BANK SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2015

Series 63

Date: 2/15/1999

SIE

Date: 10/1/2018

Series 79

Date: 8/9/2016

Series 7

Date: 1/18/1997

FINRA

Current Firm

INDEPENDENT INVESTMENT BANKERS, CORP.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INDEPENDENT INVESTMENT BANKERS, CORP.

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