Michael J. Deluise
Professional summary
Michael Joseph Deluise is a registered financial professional currently at NYLIFE SECURITIES LLC located in White Plains, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 53, Series 51, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Deluise's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2008 - Present
NYLIFE SECURITIES LLC
Office #1: 44 South Broadway, White Plains, NY 10601May 4, 2006 - August 29, 2008
IFMG SECURITIES, INC.
September 24, 2003 - May 9, 2006
METROPOLITAN LIFE INSURANCE COMPANY
September 27, 2002 - May 9, 2006
MSI FINANCIAL SERVICES, INC.
December 17, 2001 - March 25, 2003
WALNUT STREET SECURITIES, INC.
December 8, 2001 - April 1, 2003
NATHAN & LEWIS SECURITIES, INC.
May 16, 2001 - March 19, 2003
NEW ENGLAND SECURITIES
February 19, 1999 - August 18, 2000
FUNDS DISTRIBUTOR, LLC
October 15, 1997 - January 29, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
January 17, 1997 - October 8, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2008)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/18/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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