Lonnie R. Vogt
Professional summary
Lonnie Ray Vogt, who also goes by Lonnie R Vogt, Lonnie Ray Vogt, Lonnie Vogt, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.
Lonnie is registered as a RR (Registered Representative) and started their career in finance in 1997. Lonnie has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lonnie Ray Vogt's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2017 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402November 17, 2009 - May 18, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
April 20, 2005 - January 2, 2009
COBRA TRADING, INC.
August 19, 2003 - July 7, 2004
PIPER SANDLER & CO.
May 24, 2000 - November 15, 2002
PIPER SANDLER & CO.
June 24, 1998 - June 5, 2000
U.S. BANCORP INVESTMENTS, INC.
March 26, 1997 - May 27, 1998
GLOBAL FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/27/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
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