Jacqueline P. Pellegrino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Patricia Pellegrino, who also goes by Jacqueline Nola, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 1997. Jacqueline had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2006 - October 5, 2015
BISHOP, ROSEN & CO., INC.
November 14, 2005 - February 7, 2006
BMO CAPITAL MARKETS CORP.
February 11, 2003 - May 5, 2005
JESUP & LAMONT SECURITIES CORP
January 2, 2002 - January 25, 2002
OPPENHEIMER & CO. INC.
November 11, 1999 - January 2, 2002
JOSEPHTHAL & CO., INC.
November 11, 1998 - November 19, 1999
HERZOG, HEINE, GEDULD, LLC
June 4, 1997 - September 9, 1998
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
