Jesus Saenz
Professional summary
Jesus Saenz, who also goes by Jesse Saenz, Jesus Saenz III, Jesse Saenz, is a registered financial professional currently at TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.
Jesus is registered as a RR (Registered Representative) and started their career in finance in 1997. Jesus has worked at 13 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jesus Saenz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2024 - Present
TOUCHSTONE SECURITIES, INC.
Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202January 9, 2023 - December 21, 2023
THE LEADERS GROUP, INC.
January 21, 2022 - January 3, 2023
FIRST PALLADIUM, LLC
May 14, 2021 - November 10, 2021
THE LEADERS GROUP, INC.
April 20, 2020 - December 31, 2020
PFS INVESTMENTS INC.
September 30, 2013 - January 16, 2019
SYMETRA SECURITIES, INC.
March 16, 2011 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
April 6, 2010 - April 8, 2011
SECURITIES MANAGEMENT & RESEARCH, INC.
January 1, 2007 - January 12, 2010
RIVERSOURCE DISTRIBUTORS, INC.
July 12, 2006 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
May 18, 2005 - May 18, 2006
EVERLAKE DISTRIBUTORS, LLC
March 18, 2003 - May 16, 2005
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 1, 2002 - March 21, 2003
CHASE INVESTMENT SERVICES CORP.
September 23, 1997 - March 23, 2001
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2024)
(2/1/2024)
(4/1/2025)
(2/1/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TOUCHSTONE SECURITIES, INC.
CRD#: 1526 / SEC#: , 8-14052
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFS FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AARTS, ERIK | VP, SENIOR FIXED INCOME STRATEGIST | 2556961 |
| ALGE, BENJAMIN J | PRESIDENT | 6225581 |
| BRAY, TIMOTHY ALLEN | DIVISIONAL VICE PRESIDENT | 1858477 |
| CONNELLY, LINDSAY MICHELLE | AVP & ASSISTANT TREASURER | 7212999 |
| COSTANZA, TIMOTHY JOHN | VP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT | 4471461 |
| HERRON, SARAH SPARKS | SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | VP, CORPORATE FINANCE AND TREASURER | 6607547 |
| JONES, MICHAEL STEPHEN | ASSISTANT VICE PRESIDENT | 5537600 |
| KOERNER, RICHARD MICHAEL | VP, SENIOR ETF SALES SPECIALIST | 2249223 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOCK, MARY TAYLOR | SVP & HEAD OF DISTRIBUTION | 5276399 |
| MORSE, JULIE LYNN | SVP, MARKETING | 6743435 |
| MUSGROVE, JOHN S | AVP - ASSISTANT TREASURER | 6607165 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE | 1327230 |
| WIEDENHEFT, TERRIE ANN | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 2619213 |
| WITTMAN, SCOTT | VICE PRESIDENT, TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TOUCHSTONE SECURITIES, INC.
CRD#: 1526Cincinnati, OH 45202TRUST BUT VERIFY
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