Luc G. Theeuwes
Professional summary
Luc Gerard Theeuwes, who also goes by Luke Gerard Theeuwes, Luke G Theevwes, Luc Theeuwes, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Woodstock, New York.
Luc is registered as a RR (Registered Representative) and started their career in finance in 1997. Luc has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luc Gerard Theeuwes's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2021 - Present
FORESIDE FUND SERVICES, LLC
December 28, 2015 - January 11, 2021
FORESIDE FUND SERVICES, LLC
September 24, 2013 - December 31, 2015
TANGENT CAPITAL PARTNERS, LLC
January 10, 2001 - August 21, 2006
AMG DISTRIBUTORS, INC.
August 27, 1999 - December 19, 2000
TCW FUNDS DISTRIBUTORS LLC
September 9, 1997 - August 19, 1999
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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