Mark J. Schulte
Professional summary
Mark James Schulte, who also goes by Mark J Schulte, is a registered financial professional currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark James Schulte's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2022 - Present
BENGUR BRYAN & CO., INC.
Office #1: 509 South Exeter Street Suite 210, Baltimore, MD 21202September 25, 2018 - April 26, 2022
ROSE & CO. CAPITAL ADVISORS, LLC
May 8, 2013 - October 27, 2017
COWEN AND COMPANY
July 22, 2008 - May 30, 2013
COWEN SECURITIES LLC
March 2, 2006 - April 28, 2008
SEABURY SECURITIES LLC
March 23, 2004 - February 24, 2006
K-ONE INVESTMENT COMPANY, INC.
April 25, 1997 - February 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BENGUR BRYAN & CO., INC.
CRD#: 36290 / SEC#: , 8-47072
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRYAN, CHARLES ALAN | CHIEF COMPLIANCE OFFICER | 1587605 |
Red Flags
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