CF
Craig C. Frieders
RB CAPITAL MANAGEMENT
Walnut Creek, CA 94596
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CRD#: 2817574
CF
Professional summary
Craig Crofton Frieders, AIF®, CIMA® is a registered financial advisor currently at RB CAPITAL MANAGEMENT, LLC located in Walnut Creek, California and APW CAPITAL, INC. located in Walnut Creek, California.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Craig has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-Crofton Capital Mgmt.; Walnut Creek, CA; Fixed Ins./Excludes Equity Index; dba name: Crofton Capital Management; Svc/ description: Independent Ins. Agent-Term Life And Long Term Care; Corporation; start date: 7/10/2001; 5% time spent; duties: Independent Insurance Agent; title: Owner. 2-Ameriestate Legal Plan, Inc.; Costa Mesa, CA; svc. description: Assist clients in completing their estate planning; Corporation; start date: 4/21/2009; title: Owner; 3% time spent; duties: Gather info to submit to the attorney at Ameriestate. 3-Investment Capital Group Mortgage; Burlingame, CA; dba name: Crofton Capital Mgmt.; Corporation; start date: 12/14/2010; title: Mortgage Originator Licensee; duties: mortgage originator licensee; 3% time spent. 54-RB Capital Mgmt. LLC; Walnut Creek, CA; RIA; Investment Advisory Rep.; dba name: Crofton Capital Mgmt.; Corporation; start time: 6/1/2005; title: Owner; duties: Recommendation of no-load mutual funds for a fee mgmt.; 100% time spent. 5-Crofton Capital Management, Inc.; Walnut Creek, CA; svc. description: Investment Advisory d/b/a; start date: 9/1/2005; Corporation; title: Owner; duties: Financial planning/investment advisory; 100% time spent. 76-James R. Ochinero Family, LLC; Walnut Creek, CA; Service description: Managing member of family LLC that manages a 50% interest; Title: Managing Member; Start date: 10/30/2014; Duties: Managing member of family LLC that owns a 50% commercial real estate interest in Fresno, CA. My role is to represent my mother Sharon Frieders and aunt, Linda Ochinero in their 50% interest; Time spent: <1%. 87-Craig Frieders; Walnut Creek, CA; Service description: Rental properties owned; State date: 09/01/2006; Title: Owner/Landlord; Time spent: 4-6 hrs./month.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Crofton Frieders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 8, 2016 - Present
RB CAPITAL MANAGEMENT, LLC
Office #1: 1615 Bonanza Street, Suite 403, Walnut Creek, CA 94596RIA
CRD#: 125678
Walnut Creek, CA
Current
May 2, 2011 - Present
APW CAPITAL, INC.
Office #1: 1615 Bonanza Street, Ste. 403, Walnut Creek, CA, 94596BD
CRD#: 43814
Walnut Creek, CA
Past
June 14, 2005 - December 31, 2015
RB CAPITAL MANAGEMENT, LLC
RIA
CRD#: 125678
WALNUT CREEK, CA
Past
October 5, 2004 - May 3, 2011
SLOAN SECURITIES CORP.
BD
CRD#: 17930
WALNUT CREEK, CA
Past
September 15, 2003 - October 6, 2004
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
BRISBANE, CA
Past
September 15, 2003 - October 6, 2004
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
TAMPA, FL
Past
April 15, 2003 - September 16, 2003
OPPENHEIMER ASSET MANAGEMENT
RIA
CRD#: 105559
NEW YORK, NY
Past
January 3, 2003 - April 15, 2003
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
SAN FRANCISCO, CA
Past
January 3, 2003 - September 16, 2003
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
April 11, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.
RIA
CRD#: 630
SAN FRANCISCO, CA
Past
June 25, 1997 - January 3, 2003
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RB CAPITAL MANAGEMENT, LLC
JS WEALTH PLANNING | RB CAPITAL MANAGEMENT, LLC
CRD#: 125678 / SEC#: 801-62043
RIA
Registered Investment Advisory firm - (5/9/2003 Approved)California
Registered Investment Advisory firm - (6/13/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/2/2011)
IAR
California(1/8/2016)
RR
Connecticut(5/2/2011)
RR
Illinois(5/2/2011)
RR
Massachusetts(5/2/2011)
RR
Nevada(9/12/2016)
RR
New Hampshire(5/2/2011)
RR
New York(1/4/2013)
RR
North Carolina(10/12/2015)
RR
South Carolina(5/2/2011)
IAR
Texas(8/25/2017)
RR
Texas(10/26/2017)
RR
Vermont(2/17/2016)
RR
Washington(9/16/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RC
RB CAPITAL MANAGEMENT, LLC
JS WEALTH PLANNING | RB CAPITAL MANAGEMENT, LLC
CRD#: 125678 / SEC#: 801-62043
RIA
Registered Investment Advisory firm - (5/9/2003 Approved)California
Registered Investment Advisory firm - (6/13/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5365 Reno Corporate Dr. Suite 200, Reno, NV 89511
Mailing Address
Phone number
(775) 993-2900
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,382 |
| AUM (Assets Under Management) | $ 817,220,998 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RB CAPITAL MANAGEMENT, LLC
CRD#: 125678Walnut Creek, CA 94596TRUST BUT VERIFY
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