KS
Kevin L. Spearman
VALMARK ADVISERS
MT. VERNON, OH 43050
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CRD#: 2817062
KS
Kevin Lee SpearmanVALMARK ADVISERS
Professional summary
Kevin Lee Spearman is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Mt. Vernon, Ohio and VALMARK SECURITIES, INC. located in Mt. Vernon, Ohio.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Kevin has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. I HAVE RECEIVED COMPENSATION FROM LIFE, GROUP AND INDIVIDUAL HEALTH INSURANCE COMPANIES./// 2. Greenwave Racing, LLC; Newark, OH; standardsbred horse owner/racing; President; duties include paying costs through unaffiliated third-party trainers which are associated with horse ownership and racing such as: boarding, vet, blacksmith, training, breeding, and staking; not investment related; compensation paid through race earnings or sale of horse. Certain clients may also co-own the same horse and they pay all costs to and receive compensation from the unaffiliated third-party trainers./// 3. K&D Real Estate Holdings LLC, Commercial Real Estate Purchase and Leasing the building, Partner, Buying property and collecting lease payments, not investment related, started 12/9/19, 1-5 hours per month, receives compensation from lease or rent payments every month.///
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Lee Spearman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2000 - Present
VALMARK ADVISERS, INC.
Office #1: 710 B South Main Street, Mt. Vernon, OH 43050RIA
CRD#: 108050
MT. VERNON, OH
Current
March 11, 1998 - Present
VALMARK SECURITIES, INC.
Office #1: 710 B South Main Street, Mt. Vernon, OH 43050BD
CRD#: 31243
MT. VERNON, OH
Past
January 14, 1997 - March 17, 1998
BMA FINANCIAL SERVICES, INC.
BD
CRD#: 7943
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Arizona(9/25/2017)
RR
California(6/15/2004)
RR
Colorado(10/30/2009)
IAR
Colorado(5/2/2023)
RR
Florida(7/22/2016)
RR
Illinois(3/9/2005)
RR
Iowa(5/22/2019)
RR
Kentucky(4/4/2001)
RR
Michigan(9/13/2021)
RR
Minnesota(2/4/2020)
RR
Nebraska(1/26/2015)
RR
New Hampshire(2/13/2020)
RR
New York(3/21/2022)
RR
North Carolina(10/29/2007)
RR
Ohio(3/11/1998)
IAR
Ohio(6/22/2000)
RR
Oregon(2/15/2022)
RR
Pennsylvania(9/13/2021)
RR
Texas(10/10/2008)
RR
Virginia(2/2/2017)
RR
West Virginia(12/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Loading...
Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,881 |
| AUM (Assets Under Management) | $ 10,166,311,019 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Mt. Vernon, OH 43050TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
