Jason M. Zicchino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Michael Zicchino was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1996. Jason had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2018 - May 15, 2020
USAA INVESTMENT SERVICES COMPANY
June 16, 2011 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
April 8, 2011 - May 6, 2020
USAA FINANCIAL ADVISORS, INC.
January 7, 2010 - March 8, 2011
NEW ENGLAND SECURITIES
May 30, 2008 - December 18, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
November 13, 2007 - May 2, 2008
LPL FINANCIAL LLC
May 29, 2007 - November 12, 2007
CITIGROUP GLOBAL MARKETS INC.
July 5, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
March 22, 2004 - July 7, 2005
CHASE INVESTMENT SERVICES CORP.
August 5, 2003 - March 25, 2004
CITICORP INVESTMENT SERVICES
June 4, 2001 - February 27, 2003
MML INVESTORS SERVICES, LLC
February 6, 1997 - April 18, 1997
CROWN FINANCIAL GROUP, INC.
November 11, 1996 - February 7, 1997
CONTINENTAL BROKER-DEALER CORP.
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
