TH
Thomas J. Healy
BESSEMER INVESTOR SERVICES
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 2816886
TH
Professional summary
Thomas Joseph Healy JR is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in Greenwich, Connecticut.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1996. Thomas has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Healy JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 1996 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 600 Steamboat Road, Greenwich, CT 06830BD
CRD#: 17442
Greenwich, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/18/1997)
RR
Alaska(11/10/1997)
RR
Arizona(11/12/1997)
RR
Arkansas(8/1/1997)
RR
California(2/18/1997)
RR
Colorado(11/10/1997)
RR
Connecticut(7/29/1997)
RR
Delaware(2/18/1997)
RR
District of Columbia(11/15/1996)
RR
Florida(11/12/1996)
RR
Georgia(11/10/1997)
RR
Hawaii(2/19/1997)
RR
Idaho(11/10/1997)
RR
Illinois(11/10/1997)
RR
Indiana(11/10/1997)
RR
Iowa(2/26/1997)
RR
Kansas(11/10/1997)
RR
Kentucky(11/11/1997)
RR
Louisiana(11/12/1997)
RR
Maine(11/12/1997)
RR
Maryland(11/10/1997)
RR
Massachusetts(11/10/1997)
RR
Michigan(11/13/1997)
RR
Minnesota(11/13/1997)
RR
Mississippi(11/13/1997)
RR
Missouri(11/12/1997)
RR
Montana(2/19/1997)
RR
Nebraska(11/10/1997)
RR
Nevada(2/18/1997)
RR
New Hampshire(2/18/1997)
RR
New Jersey(11/24/1997)
RR
New Mexico(2/19/1997)
RR
New York(2/18/1997)
RR
North Carolina(11/14/1997)
RR
North Dakota(2/19/1997)
RR
Ohio(2/23/2001)
RR
Oklahoma(2/19/1997)
RR
Oregon(11/10/1997)
RR
Pennsylvania(2/18/1997)
RR
Puerto Rico(2/13/2008)
RR
Rhode Island(2/19/1997)
RR
South Carolina(8/4/1997)
RR
South Dakota(2/20/1997)
RR
Texas(2/19/1997)
RR
Utah(2/18/1997)
RR
Vermont(11/12/1997)
RR
Virginia(2/19/1997)
RR
Washington(11/10/1997)
RR
West Virginia(5/20/1997)
RR
Wisconsin(11/11/1997)
RR
Wyoming(2/21/1997)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BESSEMER INVESTOR SERVICES, INC.
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Phone number
(212) 708-9100
Established
Delaware since 04/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
