JB
Jill M. Boudreau
CAPITAL CLIENT GROUP
Los Angeles, CA 90071-1447
Some features on this profile are disabled
CRD#: 2816855
JB
Professional summary
Jill Mineko Boudreau, who also goes by Jill Mineko Tsukuda, Jill Mineko Tsukuda-boudreau, is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California.
Jill is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jill has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jill Mineko Tsukuda | Jill Mineko Tsukuda-Boudreau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ROBERT TSUKUDA FAMILY LIMITED PARTNERSHIP, ESTABLISHED 9/29/00, PURPOSE IS FOR RENTAL PROPERTIES-INVESTMENT RELATED. 10275 SW 20 ST., DAVIE, FL 33324. I AM A LIMITED PARTNER & HAVE NO RESPONSIBILITIES WITH DAY TO DAY ACTIVITIES. APROX 0 HRS/MO IS DEVOTED TO THIS. (2) TSUKUDA ENTERPRISES, ESTABLISHED 10/5/99, PURPOSE IS FOR RENTAL PROPERTIES-INVESTMENT RELATED AT THE ABOVE ADDRESS. I AM LIMITED PARTNER AND HAVE NO RESPONSIBILITIES WITH DAY TO DAY ACTIVITIES. 0 HRS/MO.
CRS (Client Relationship Summary) - RIA
Click below to view Jill Mineko Boudreau's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jill Mineko Boudreau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2013 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447RIA
BD
CRD#: 6247
Los Angeles, CA
Current
June 14, 2012 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447RIA
BD
CRD#: 6247
Los Angeles, CA
Past
May 1, 2010 - June 12, 2012
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BOSTON, MA
Past
May 1, 2010 - June 12, 2012
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
March 11, 2008 - May 7, 2010
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
March 11, 2008 - May 1, 2010
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
August 19, 2005 - March 16, 2007
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
January 9, 1998 - March 16, 2007
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
February 19, 1997 - January 22, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/3/2023)
RR
California(4/4/2013)
IAR
California(4/25/2013)
RR
Colorado(6/10/2014)
RR
Florida(4/10/2013)
RR
Georgia(6/10/2014)
RR
Illinois(6/25/2019)
RR
Iowa(2/3/2023)
RR
Kentucky(6/25/2019)
RR
Massachusetts(6/14/2012)
RR
Minnesota(4/4/2013)
RR
Missouri(4/4/2013)
RR
Montana(10/22/2014)
RR
New York(4/4/2013)
RR
North Carolina(4/5/2013)
RR
Pennsylvania(6/25/2019)
RR
Texas(6/25/2019)
RR
Washington(10/22/2014)
RR
Wisconsin(4/4/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
333 S. Hope St. 55th Fl. 55th Floor, Los Angeles, CA 90071-1406
Mailing Address
333 S. Hope St. 55th Fl., Los Angeles, CA 90071
Phone number
(213) 486-9200
Established
California since 05/09/1972
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees
911
SEC notice filing (15 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
