Frederick Earl Hopkins Iii
Professional Summary
Frederick Earl Hopkins III, who also goes by Rick Hopkins III, is a registered financial advisor currently at FRONTIER SECURITIES located in Richmond, Virginia. Frederick is registered as a RR (Registered Representative) and started their career in finance in 1996. Frederick has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rick Hopkins Iii
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Contact Information
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AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FRONTIER SECURITIES | FRONTIER SOLUTIONS, LLC
Contact Information
Main Address
3307 Church Road Suite 220, Richmond, VA 23233Mailing Address
3307 Church Road Suite 220, Richmond, VA 23233Phone Number
(804) 918-2368Established
Georgia since 05/03/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Frederick Earl Hopkins III's CRS (Customer Relationship Summary).
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AMERIPRISE FINANCIAL SERVICES, LLC